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Karl Popper

The Open Society and Its Enemies

Nonfiction | Book | Adult | Published in 1945

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Background

Authorial Context

Key aspects of Karl Popper’s biography shaped his ideas in The Open Society and Its Enemies in a number of ways. Let us briefly examine his family and educational background as well as his political activism in his youth for this purpose. First, Karl Popper was born in 1902 in Vienna, Austria. His family was of Jewish descent both culturally and religiously. However, a number of family members, including Popper’s father, converted to Lutheranism shortly prior to Popper’s birth. Historians describe Popper and his Viennese social circle during his formative years as “assimilated Jews” (Hacohen, Malachi Haim. Karl Popper—The Formative Years, 1902-1945: Politics and Philosophy in Interwar Vienna, Cambridge University Press, 2002, p. 31; Weinstein, David. Jewish Exiles and European Thought in the Shadow of the Third Reich, Cambridge University Press, 2017, p. 77).

Popper himself strove to surpass traditional markers like religion in his ideal open society. However, historians argue that he did not live in such a society and his background was relevant. For instance, historian David Weinstein writes that Popper’s father was a prominent lawyer vulnerable under an anti-Semitic mayor, Karl Lueger, hence his potential motivation for converting to Lutheranism (Hacohen, p. 31). Karl Popper himself was even more vulnerable—not just socially, but also physically—as an intellectual of Jewish descent living in interwar Austria. These interwar political developments led to the 1938 Anschluss with Nazi Germany with its explicitly anti-Semitic policies. Popper was certainly aware of his status, as he differentiated between self-concept and the way he was perceived by others:

I do not consider myself an ‘assimilated German Jew’: I think this is how ‘the Führer’ would have considered me. In fact, I was born (like the Führer) in Austria, not in Germany, and I do not accept rationalism, [sic] even though it is a fact that I was born in a family that had been Jewish (Naraniecki, Alexander. Returning to Karl Popper: a Reassessment of His Politics and Philosophy, Amsterdam, Netherlands, Rodopi, 2014, p. 14).

His emigration to New Zealand in 1937 just before the start of the Holocaust also points to this fact (xvii). Therefore, Popper’s personal ethno-cultural background and direct experiences living in an increasingly authoritarian environment shaped his perceptions of modern authoritarian ideologies.

Second, Karl Popper’s political activism in his formative years also shaped the ideas presented in The Open Society and Its Enemies. In 1919, Popper became a Marxist. Though his time spent participating in political activism was brief, it left a lasting effect on Popper. The author acknowledges that Marxism displayed authentic concern for the underprivileged but is repelled by its dogma. More important, Popper believes that European Marxists of the interwar period perceived fascism as part of dialectic materialism necessary for the collapse of capitalism and, therefore, facilitated it (Thornton, Stephen, “Karl Popper,” The Stanford Encyclopedia of Philosophy [Fall 2021 Edition], Edward N. Zalta [ed.]).

Indeed, Popper’s entire critique of Marx and Marxism displays the tension of the author’s sympathies toward Marx’s genuine concern for the working class, along with Marx’s keen analysis of unbridled capitalism, and his economic historicism and false prophecies. Popper also contrasts the factual developments in the early post-revolutionary Russia (USSR)—which occurred in his lifetime—with the Marxist theory on which the 1917 Revolution was based. These developments included the necessity to restore partial capitalism, rapid industrialization, and the growing power of the state. All three developments contradicted Marx’s forecast.

It is unclear to what extent Popper could separate himself from his environment as a detached observer. Throughout The Open Society and Its Enemies, he is open about his personal biases and the limitations of his work. In his case, however, his life experiences, especially as a historic witness, are an asset to his analysis.

Socio-Historical Context

The first half of the 20th century saw the rise of two of modernity’s key ideologies, communism and fascism. Communism perceived class relations as the main driving force in history. For fascism, it was the state—or, in the case of National Socialism (Nazism), the main driving force in history was blood (race). Despite distinct ideological trajectories, communism and fascism shared several authoritarian traits, such as the curtailing of personal freedoms through the subordination of individual rights to benefit the powerful state. Furthermore, mass-scale political violence and repressions accompanied the establishment of communism in Russia and fascism in Italy and Germany during the 20th-century interwar period. It is also important to note that Popper’s usage of the term “totalitarian,” rather than “authoritarian,” throughout the book reflects the 1950s totalitarian model, which has generally gone out of scholarly use since then.

Indeed, the Second World War may be described as a clash of ideologies. In this conflict, communism—primarily represented by the USSR and China—and liberalism, primarily represented by Britain and the United States—triumphed over fascism—represented by Germany and Italy along with imperial Japan. Subsequently, the Cold War arose from the ashes of World War II as the next ideological conflict between communism and liberalism.

These cataclysmic events served as the backdrop to the writing of The Open Society and Its Enemies during the Second World War, which was published the year the war ended. As the title of the work explicitly suggests, Popper dedicated it to the defense of an open society, which he saw rooted in liberal democracy. Popper views his ideal society as the opposite of authoritarianism, the rise of which he witnessed first-hand in the interwar period while living in Austria and subsequently fleeing the political developments that resulted in the Holocaust. Indeed, the author dedicated his 1957 book, Poverty of Historicism, as follows:

In memory of the countless men and women of all creeds or nations or races who fell victim to the fascist and communist belief in Inexorable Laws of Historical Destiny (O’Hear, Anthony. Karl Popper Biography Background And Early Reactions to Popper’s Work, Taylor & Francis, US, 2004, p. 278).

Popper’s dedication makes it clear that at the root of these distinct authoritarian ideologies lies historicism. He credits historicist thinking with subordinating individuals to sweeping historic events perceived as destiny and removing their agency. Historicism predates 20th-century authoritarianism, which is why Popper ventures to ancient Greece to find its roots with Plato and its development with Hegel and Marx. The author links historicism to collectivist tribalism—to support the powerful ruling class and the state in the case of Plato and Hegel, and the dictatorship of the proletariat—in the case of Marx. Popper makes it clear throughout his work that he is not interested in examining cosmetic differences between these ideological systems, but rather the root causes.

In his concluding section on Plato, Popper examines the changing ancient Greek world at the time of the Peloponnesian War to provide the general historical background and to understand Plato’s perspective. The same could be said about the socio-historical context at the time of writing The Open Society: The trauma of the Second World War and the Holocaust undoubtedly solidified Popper’s belief in the need to develop his ideal open society.

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