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74 pages 2 hours read

Alexander Hamilton, James Madison, John Jay

The Federalist Papers

Nonfiction | Essay Collection | Adult | Published in 1787

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Index of Terms

Articles of Confederation

Created in 1777 after the Declaration of Independence and the onset of the Revolutionary War, the Articles of Confederation was a loose alliance between the 13 states of colonial America. It was largely formed to direct the war effort more efficiently. However, once the war ended, the flaws in the Articles of Confederation became abundantly clear, as its central government was insufficiently empowered to keep the states financially solvent and materially protected from foreign invasion or domestic insurrection. It was officially dissolved in 1789 with the ratification of the US Constitution.

Constitution

The US Constitution is the founding document of the United States and the supreme law of the land. It lays out the division of power between federal and state governments. Unlike the Articles of Confederation, the Constitution effectively empowers the federal government to carry out its ability to raise armies, tax individuals, regulate interstate commerce, and perform other roles within the realm of federal jurisdiction. It makes the states fully subordinate to the federal government in these respects, while allowing the states to retain their powers in terms of local policymaking and regulation outside of what is specifically enumerated in the Constitution. The Constitution also contains the Bill of Rights which enshrines liberties like the freedom of religion and the freedom of the press, though this was added after the publication of The Federalist Papers.

Democracy

Democracy is a form of government in which the people are either directly or indirectly empowered to decide on policy initiatives. When the authors refer to “democracy,” they usually refer to pure democracies like that of ancient Athens, in which every citizen played an active role in policymaking. By contrast, the United States and most other modern democracies are representative democracies—or, as the authors refer to them, “republics”—in which the people express their authority through elected representatives or through administrators appointed by those elected representatives.

Factions

Factions, in the context of The Federal Papers, are groups of individuals who share common political objectives. In Madison’s conception of the term, they are generally smaller than political parties but may still wield significant influence. At worst, they may derail the will of the majority or subvert the rule of law, even leading to civil war. In other cases, they are the majority, albeit one working toward objectives that are harmful to the country as a whole. He frames them as being an unwelcome symptom of democracies and republics whose influence can nevertheless be counteracted if a government’s administrative architecture is sound. For example, great thought was put into the size of each elective body, the term limits, and the checks placed on each branch’s powers in order to reduce the influence of factions whose policy objectives work against what is good for the people.

Federalism

Federalism describes the division of power in the United States between the federal government and state governments as dictated by the US Constitution. Although this division is often in flux and may be subject to debate with regard to particular unforeseen circumstances, its foundations remain to this day. For example, state governments remain subordinate to federal jurisdiction with respect to national security, foreign policy, and interstate commerce, while states are empowered to set their own policies in areas like taxation, education, and local commerce, as long as they do not contradict the Constitution. In more recent years, Federalism has been used by American conservatives to describe a movement toward restoring power to the states after what they viewed to be a period of federal overreach, particularly with regard to Franklin D. Roosevelt’s New Deal.

Republic

A republic is a form of government in which power is invested in the people and exercised through elected representatives. In modern parlance, republics are largely synonymous with “representative democracies,” which include the United States, the United Kingdom, and most other countries referred to as democracies. Madison draws a distinction between republics and democracies which is largely moot in the modern era, given that when Madison describes democracies he means “pure democracies,” in which all citizens play an active role in determining policy initiatives, rather than doing so through elected representatives.

Shays’ Rebellion

Shays’ Rebellion was an armed insurrection of roughly 4,000 individuals in Western Massachusetts that took place between 1786 and 1787. Led by the farmer and Revolutionary War veteran Daniel Shays, the rebellion was an uprising against economic justice, rooted in the destabilizing effects of the Articles of Confederation’s inability to pay its foreign and domestic debts. The uprising further exposed the Articles of Confederation’s flaws when the central government was unable to raise an army to put down the insurrection, forcing the state of Massachusetts to rely on donations from local merchants to raise its own militia. Three militiamen and eight protesters were killed, including two men who were accused of looting and subsequently hanged. The uprising was a wakeup call to many Americans that the 13 states would not long survive without a dramatic restructuring of the central government, leading to the 1787 Constitutional Convention.

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