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76 pages 2 hours read

Patrick Radden Keefe

Empire of Pain: The Secret History of the Sackler Dynasty

Nonfiction | Biography | Adult | Published in 2021

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Book 1, Chapters 3-5Chapter Summaries & Analyses

Book 1, “Patriarch”

Book 1, Chapter 3 Summary: “Med Man”

Radden Keefe situates the next stage of Arthur Sackler’s pharmaceutical career in the broader context of American medicine of the late 1940s and 1950s. Specifically, the advent of new drugs like penicillin created new opportunities for companies like Pfizer to begin “mass-producing not just chemicals but finished drugs, which were ready for sale” (34). Company executives hoped to aggressively market their new products, and they turned to Arthur Sackler, who was, in addition to being a psychiatrist at Creedmoor, an executive at the ad agency William Douglas McAdams.

McAdams, the agency owner, had personally hired Arthur Sackler, who was grateful for the advancement in an industry that could be prone to anti-semitism. He decided the best audience for pharmaceutical ads were his fellow doctors. His first major campaign was for Pfizer’s Terremycin, which led to him “revolutionizing the whole field of medical advertising. In the words of one of his longtime employees at McAdams, when it came to the marketing of pharmaceuticals, ‘Arthur invented the wheel’” (38). Arthur saw himself as informing the medical profession about pharmaceutical advancements, dismissing the idea that advertising slants might compromise the moral integrity of doctors.

Arthur married Marietta Lutze in 1949 against his mother’s wishes but attended the “birth” of his new research institute rather than that of his first child with her (40). The couple bought a house on Long Island, and Marietta named her son Arthur Felix, as if to cement his status as part of the family.

Arthur continued to expand his businesses, founding new publishing and communications companies to promote his medical work. Arthur relished the role of accomplished professional: “He wore elegant suits and carried himself with an air of authority. He thrived on power and adulation and seemed to derive new energy from it, as if he had found a way to metabolize other people’s admiration” (43). For all his success, however, his testimony to congress about federal funding for his research still revealed American prejudices—one senator made an anti-semitic reference to Shylock, the Jewish moneylender villain in Shakespeare’s Merchant of Venice. At his ad agency, Arthur made a habit of hiring Jewish and Black people, political radicals, and others who had experienced discrimination. His employees remembered him as pleasant but demanding, while peers recognized his talents but found him off-putting and extremely competitive.

Arthur’s professional confidence grew as some of his research on schizophrenia led to the first antipsychotic drug, Thorazine. But he concealed some of his successes and business maneuvers: He gave his first wife, Else, half of his stock in his own advertising firm, and he secretly held a controlling stake in his ostensible rivals, the Frolich agency, despite the “conflict of interest rules [that] no single agency could handle two accounts for competing products” (49). Arthur, Mortimer, and Raymond, were close to Ludwig Wolfgang Frolich, who went by Bill to obscure his German nationality. The four men decided to pool their business assets in an unusual trust structure, where their assets would “pass into a charitable trust” once all four were deceased (50).

This lack of attachment to wealth proved to be a deeper commitment for Mortimer and Raymond, both of whom were investigated for communist ties and fired from Creedmoor in 1953. Arthur purchased a pharmaceutical company for his brothers to run: Purdue Frederick, the same company Kathe Sackler would be deposed about decades later.

Book 1, Chapter 4 Summary: “Penicillin for the Blues”

The successful treatment of schizophrenia with new tranquilizers led to the production of less intense versions of the same drug, marketed to a broad range of consumers seeking relief from anxiety. Roche Pharmaceuticals wanted to outcompete an antianxiety product called Miltown—which became broadly popular and had no stigma attached—and pressured its chemists to find a successful formula. A Jewish refugee from Poland, Leo Sternbach, who felt intense loyalty to his employers for settling him in the US, finally succeeded. A new compound that appeared to relax mice “was what Roche had been looking for. They named the new drug Librium, a portmanteau of ‘liberation” and ‘equilibrium.’ To market it, they turned to Arthur Sackler” (54).

Medical journals made immense profits on advertising revenue, but they had a limited audience. To directly advertise to consumers while circumventing restrictions on drug marketing, Arthur and his colleagues pushed for an article in Life magazine about the new drug’s miraculous calming effects on animals at the San Diego Zoo. Librium soon became immensely popular, but Sternbach, the Roche chemist who had invented it, soon produced a new compound that was effective at an even lower dose. Roche replaced its older product via another effective advertising campaign, which recommended the new drug, Valium, for almost every mental and physical ailment, marketing it heavily to women. Sackler, who made sure that his compensation was tied to drug sales, profited immensely:

Valium was the first $100 million drug in history, and Roche became not just the leading drug company in the world but one of the most profitable companies of any kind. Money was pouring in, and when it did, the company turned around and reinvested that money in the promotion campaign devised by Arthur Sackler (58).

Arthur Sackler continued to run multiple businesses, including a newspaper for other doctors, The Medical Tribune, which featured many ads from his pharmaceutical clients. Still, while the newspaper became successful, “the original House of Sackler was built on Valium” (54). Arthur kept his role in the newspaper secret, though he insisted there was no conflict of interest. He had a similar preference for overlap in his personal life, remaining close to his first wife, Else, who lived in the city not far from his offices. This left Marietta alone and isolated in their suburban home on Long Island.

The material success of Librium and Valium meant there was no incentive for moral rectitude: Roche did little to explore whether the medications were addictive, and scolded one doctor for reporting that physical dependence and withdrawal were not uncommon in patients who took the drugs. Roche blamed patients and was dismayed when the federal government explored declaring the tranquilizers controlled substances. By 1973, the company finally agreed to classify Valium as a controlled substance, but by then it also no longer held exclusive intellectual property rights, so the monetary incentive to continue the battle no longer existed. Valium’s addictive properties did not become a major political or social scandal, as it was difficult to persuade people that prescription medication could be harmful. Arthur Sackler maintained his image as a guardian of public health and a member of a noble profession. He and Leo Sternbach insisted that dependency came from the irresponsible behavior of consumers.

Book 1, Chapter 5 Summary: “China Fever”

Arthur Sackler’s professional successes allowed him to develop new hobbies and passions. As he and Marietta furnished their suburban home, he became curious about a Chinese antique for sale in a local store. He met the former owner, a man named Bill Drummond, who was an antiquities dealer in China while secretly working for the precursor to the CIA, the Office of Strategic Services (OSS). Arthur bought much of Drummond’s stock, priding himself on his refined tastes. Radden Keefe notes that this is not an unusual trajectory for wealthy men in American history—the banker JP Morgan acquired a similar hobby. Arthur Sackler began buying directly from consigners, befriending in particular Paul Singer, a Jewish émigré from Austria. Singer recalled that Arthur was deeply and intensely obsessed with his collection.

Arthur enjoyed negotiating and spending large sums, and soon his home was filled with priceless Chinese artifacts. Marietta was proud of her husband, seeing him as a patron of the arts, but reflected that his obsession might meet a psychological need: “Arthur found safety and comfort in objects; they could not hurt him, they could not make demands on him” (75). Arthur began to donate to universities to subsidize the study of China and engaged in “family branding” of buildings and institutions (71). But he remained devoted to personal anonymity, ensuring that his business interests were never associated with his philanthropy.

Book 1, Chapters 3-5 Analysis

Radden Keefe links Arthur Sackler’s rise to broader changes in American business culture and popular understanding of medicine. New and widespread faith in pharmaceutical advances meant that Arthur’s new efforts to advertise antibiotics could create a new industry, one where medicine was a product and it was necessary to introduce consumer demand. Arthur insisted, however, that his work was more than profit—it was pedagogy, and his fellow medical professionals were so professional that persuasive ads would never override their judgment.

Arthur comes across as both an idealist and a pragmatist: He saw an untapped market, but because he saw medicine as a calling, he persuaded himself that profits could never truly corrupt the profession. Arthur’s ambition also reads as a herculean effort to move beyond obstacles created by prejudice: Even his testimony to Congress was marred by an anti-semitic microagression. Arthur’s habit of hiring immigrants, minorities, and those with radical politics underlines that he understood how to create loyalty in employees, even as he never relaxed his standards for their work. On the other hand, this inclusive vision contrasts sharply with the secrecy that Arthur employed in structuring his various corporate identities. Advertising is essentially public, about maintaining and defining visibility. But Arthur effectively hid his wealth by transferring his stock options to his first wife, and holding a controlling stake in his ostensible rival’s ad agency. The fact that Arthur appeared to have no ethical qualms about this secrecy and avoidance of business ethics suggests the depth of his ambition.

This tension between profit and idealism also comes across in the juxtaposition of the philanthropy-minded financial trust the Sackler brothers signed with Frolich. Arthur’s use of exaggerated advertising tactics to sell Librium and Valium. The trust was a sign that the Sacklers intended to be responsible stewards of wealth for the public good, not themselves alone. But convincing lay consumers that they needed tranquilizers and simply did not know it yet points to a darker turn point in his ethics. Radden Keefe implies that Arthur concealed the source of his wealth, and his own role in a medical advertising paper, because to do otherwise might have required putting ethics ahead of ambition. Facing the addictive aspects of tranquilizers would have required a similar sacrifice. Arthur maintained that only patients themselves were responsible for their suffering—a point later generations of his family would also make about OxyContin. Arthur Sackler believed in unfettered capitalism; Radden Keefe suggests that this belief allowed him to ignore questions of harm and culpability.

Arthur’s family relationships and his passion for art are another key motif of the family drama. Both his friends and his wife at the time suggest he became obsessed, if not addicted, to the acquisition of new art pieces. Marietta, however, suggested it revealed another side of his character: his relative carelessness with people compared to objects, and assumption that they would arrange themselves around his needs to the detriment of their own. Arthur cared for his brothers, but he regarded his family’s status as more important than their emotional health.

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