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ConfuciusA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
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In this book, Confucius lays out the general principles that are required for the cultivation of a respectable gentleman. The main characteristics that a young man should cultivate are filiality (a love and respect for one’s elders, especially one’s father), brotherliness (a sense of respect and equality among one’s peers), and gentleness (an ease and civility in relations with others in society). As Confucius says, “Young men should be filial in the home, and brotherly outside it; careful of what they say, but once said, stick to it; be agreeable with everyone, but develop friendship (further) with the real men” (10).
In addition, a true gentleman will devote himself to culture and take seriously the obligation of keeping his word (honesty): “When keeping one’s word comes near to justice one can keep it; when respect is almost a ceremony it will keep one far from shame and disgrace” (11). For Confucius, one’s deeds, and cultivating the right behaviors by linking deeds to a larger ritual or habitual practice (i.e., ceremony), are more important than one’s words. This individual who cultivates the correct behaviors and expresses them in a way that is socially applicable throughout society (i.e., rituals, ceremony) is Confucius’s image of the gentleman, an image that should be strived toward by all individuals within Chinese society.
In this book, Confucius provides examples of filiality and outlines the principles of the good and correct government of the people and the virtues of the one who governs best. With respect to matters of government, Confucius writes:
He said: If in governing you try to keep things levelled off in order by punishments, the people will, shamelessly, dodge. Governing them by looking straight into one’s heart and then acting on it (on conscience) and keeping order by the rites, their sense of shame will bring them not only to an external conformity but to an organic order (13).
According to the Confucian doctrine, the best mode of governance involves the cultivation of a people who have integrated a sense of right and wrong into their everyday lives. In this way, one can govern without having the burden of issuing threats of punishment. Or again as Confucius is reported to have told Chi K’ang, “Approach them [the people] seriously, respectful and deferent to everyone; promote the just and teach those who just cannot, and they will try” (16). For Confucius, the key to achieving a good and just government of the people involves instilling the correct morals and cultivating just behaviors on their part so that the people themselves act in such a way as to uphold the social order and civic virtues.
With respect to the matter of filiality, Confucius writes that “[p]resent-day filial piety consists in feeding the parents, as one would a dog or a horse; unless there is reverence, what difference is there?” (14). Thus, according to the Confucian doctrine, filial piety (respect for one’s elders) must be something more than merely sustaining the life of an elder. Filial piety requires this material sustenance alongside emotional and social care. Thus Confucius will eventually claim that it is by the cultivation of everyday habits such as filiality that good government is best achieved:
Someone asked Confucius why he was not in the government [...] He said: The Historic Documents say: filiality, simply filiality and the exchange between elder and younger brother, that spreads into government; why should one go into the government? (16).
In this book, Confucius takes up the theme of rites, artistic forms, and social ceremonies that are constitutive of a just and harmonious society. For instance, when assessing the kind of music that belongs to a just society, Confucius remarks that “[t]he Shao (songs) are completely beautiful and wholly good. The Wu are beautiful, completely, but not completely good (morally proportioned)” (22). He also states, “Talking with the superintendent of music in Lu, he said: One can understand this music; a rousing start in unison, then the parts follow pure, clear one from another, (brilliant) explicit to the conclusion” (22). And with respect to the customs and proper attitudes in relations between the ministers and the prince, Confucius remarks that “[t]he prince uses his ministers according to the prescribed ceremonial, ministers serve the prince by their sincerity. [The prince to judge the propriety, the ministers (middle-heart) not to fake in the execution]” (21). The unifying thread that connects Confucius’s comments regarding the proper etiquette between prince and minister, and the artistic forms that correspond to a just society, is the harmonious relation between part and whole, between servant and governor, between the people and the music they come to enjoy and view as expressive of the virtues of their society. Thus, says Confucius, “Dwelling on high without magnanimity, performing the rites without reverence, coming to funerals without regrets; why should I bother about them?” (23).
In Books 1-3 of the Analects, Confucius outlines the necessary and just relations that bind the individual to society as a whole and the governor to the people. In the first book, Confucius lays out the general principles that are required for the cultivation of a respectable gentleman (i.e., a good citizen). This individual is generous and respectful of elders while living in a way that allows their actions to speak for their moral character.
This latter theme of actions speaking louder than words is again taken up in the second book: “He said: Yu, want a definition of knowledge? To know is to act knowledge, and, when you do not know, not to try to appear as if you did, that’s knowing” (14). This model of correct behavior is accompanied by the appropriate feelings for every situation individuals may find themselves in. Of being absent of this corresponding affective disposition, Confucius rhetorically asks as to whether or not there is a point in reflecting and participating in society if one is “[d]welling on high without magnanimity, performing the rites without reverence, [and] coming to funerals without regrets” (23).
Moreover, the same applies with respect to the relationship between leaders and those who serve them. For Confucius, it is as important that a prince and his servants have cultivated the correct habits and emotional attitudes that correspond to their duties and civic obligations: “The prince uses his ministers according to the prescribed ceremonial, ministers serve the prince by their sincerity. [The prince to judge the propriety, the ministers (middle-heart) not to fake in the execution]” (21).